-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B51/ZRb0oXu/TdvLFCxau0ZTO3qMNh8bWWFFua6tQQeGLXl7FpNfODroZFr9dDxp vfLBHuw5/8tZ903TT6f95w== 0001220959-03-000002.txt : 20030317 0001220959-03-000002.hdr.sgml : 20030317 20030317142421 ACCESSION NUMBER: 0001220959-03-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030317 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARVER BANCORP INC CENTRAL INDEX KEY: 0001016178 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 133904174 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-48913 FILM NUMBER: 03605657 BUSINESS ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 BUSINESS PHONE: 2128764747 MAIL ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARVER BANCORP INC EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001220959 IRS NUMBER: 131592005 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1301 W. 22ND STREET, STE 702 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 6305725130 MAIL ADDRESS: STREET 1: 1301 W. 22ND STREET, STE 702 CITY: OAK BROOK STATE: IL ZIP: 60523 SC 13G 1 carver13g03.txt FORM 13-G Item 1. a) Name of Issuer Carver Bancorp, Inc. b) Address of Issuer's Principal Executive Offices 75 W. 125th Street New York, New York 10007 Item 2. a) Name of Person Filing Carver Bancorp, Inc. Employee Stock Ownership Plan b) Address of Principal Business Office or, if none, Residence c/o GreatBanc Trust Company 1301 W. 22nd Street Suite 702 Oak Brook, Illinois 60523 c) Citizenship New York d) Title of Class of Securities Common Stock e) CUSIP Number 146875109 Item 3. If this statement is filed pursuant to 240.13d- 1(b) or 240.13d-22(b) or (c), check whether the person is filing: (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); Item 4. Ownership Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. a) Amount beneficially owned: _____99,049______ b) Percent of class: _____4.32_____ c) Number of shares as to which the person has: i. Sole power to vote or to direct the vote: _____0_____ ii. Shared power to vote or to direct the vote: _____99,049_____ iii. Sole power to dispose or to direct the disposition of: _____0_____ iv. Shared power to dispose or to direct the disposition of: _____99,049_____ Instruction. For computations regarding securities which represent a right to acquire an underlying security see 240.13d-3(d)(1). Item 5. Ownership of Five Percent or Less of a Class N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. Subject to the terms and conditions of the Trust and the related Plan, participants in the Plan are entitled to receive certain distributions or assets held by the Trust. Such distributions may include proceeds from dividends on, or the sale of, shares of Common Stock reflected in this Schedule 13G. The respective participant's accounts may have the right to receive, or direct the receipt of, dividends on, or proceeds from the sale of, the Common Stock. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company N/A Item 8. Identification and Classification of Members of the Group N/A Item 9. Notice of Dissolution of Group N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date Feb. 13, 2003 Carver Bancorp, Inc. Employee Stock Ownership Plan GreatBanc Trust Company, Trustee Signature /s/John Marino John Marino Vice President -----END PRIVACY-ENHANCED MESSAGE-----